TY - JOUR
T1 - Cross-classes domain inference with network sampling for natural resource inventory
AU - Hou, Zhengyang
AU - McRoberts, Ronald E.
AU - Zhang, Chunyu
AU - Ståhl, Göran
AU - Zhao, Xiuhai
AU - Wang, Xuejun
AU - Li, Bo
AU - Xu, Qing
PY - 2022
Y1 - 2022
N2 - There are two distinct types of domains, design-and cross-classes domains, with the former extensively studied under the topic of small-area estimation. In natural resource inventory, however, most classes listed in the condition tables of national inventory programs are characterized as cross-classes domains, such as vegetation type, productivity class, and age class. To date, challenges remain active for inventorying cross-classes domains because these domains are usually of unknown sampling frame and spatial distribution with the result that inference relies on population-level as opposed to domain-level sampling. Multiple challenges are noteworthy: (1) efficient sampling strategies are difficult to develop because of little priori information about the target domain; (2) domain inference relies on a sample designed for the population, so within-domain sample sizes could be too small to support a precise estimation; and (3) increasing sample size for the population does not ensure an increase to the domain, so actual sample size for a target domain remains highly uncertain, particularly for small domains. In this paper, we introduce a design-based generalized systematic adaptive cluster sampling (GSACS) for inventorying cross-classes domains. Design-unbiased Hansen-Hurwitz and Horvitz-Thompson estimators are derived for domain totals and compared within GSACS and with systematic sampling (SYS). Comprehensive Monte Carlo simulations show that (1) GSACS Hansen-Hurwitz and Horvitz-Thompson estimators are unbiased and equally efficient, whereas the latter outperforms the former for supporting a sample of size one; (2) SYS is a special case of GSACS while the latter outperforms the former in terms of increased efficiency and reduced intensity; (3) GSACS Horvitz-Thompson variance estimator is design-unbiased fora single SYS sample; and (4) rules-of thumb summarized with respect to sampling design and spatial effect improve precision. Because inventorying a mini domain is analogous to inventorying a rare variable, alternative network sampling procedures are also readily available for inventorying cross-classes domains.
AB - There are two distinct types of domains, design-and cross-classes domains, with the former extensively studied under the topic of small-area estimation. In natural resource inventory, however, most classes listed in the condition tables of national inventory programs are characterized as cross-classes domains, such as vegetation type, productivity class, and age class. To date, challenges remain active for inventorying cross-classes domains because these domains are usually of unknown sampling frame and spatial distribution with the result that inference relies on population-level as opposed to domain-level sampling. Multiple challenges are noteworthy: (1) efficient sampling strategies are difficult to develop because of little priori information about the target domain; (2) domain inference relies on a sample designed for the population, so within-domain sample sizes could be too small to support a precise estimation; and (3) increasing sample size for the population does not ensure an increase to the domain, so actual sample size for a target domain remains highly uncertain, particularly for small domains. In this paper, we introduce a design-based generalized systematic adaptive cluster sampling (GSACS) for inventorying cross-classes domains. Design-unbiased Hansen-Hurwitz and Horvitz-Thompson estimators are derived for domain totals and compared within GSACS and with systematic sampling (SYS). Comprehensive Monte Carlo simulations show that (1) GSACS Hansen-Hurwitz and Horvitz-Thompson estimators are unbiased and equally efficient, whereas the latter outperforms the former for supporting a sample of size one; (2) SYS is a special case of GSACS while the latter outperforms the former in terms of increased efficiency and reduced intensity; (3) GSACS Horvitz-Thompson variance estimator is design-unbiased fora single SYS sample; and (4) rules-of thumb summarized with respect to sampling design and spatial effect improve precision. Because inventorying a mini domain is analogous to inventorying a rare variable, alternative network sampling procedures are also readily available for inventorying cross-classes domains.
KW - Cross-classes domain estimation
KW - Design-based inference
KW - Network sampling
KW - Generalized systematic adaptive cluster
KW - sampling
KW - Forest inventory
KW - Cross-classes domain estimation
KW - Design-based inference
KW - Network sampling
KW - Generalized systematic adaptive cluster
KW - sampling
KW - Forest inventory
UR - https://res.slu.se/id/publ/117100
U2 - 10.1016/j.fecs.2022.100029
DO - 10.1016/j.fecs.2022.100029
M3 - Journal article
SN - 2095-6355
VL - 9
JO - Forest Ecosystems
JF - Forest Ecosystems
M1 - 100029
ER -